Broker Check

Strategic Alliances

Horvath Planning & Wealth Management, LLC has partnered with LPL Financial as its broker-dealer and Level Four® Wealth Management serving as our Registered Investment Advisor. 

As the nation’s largest independent broker-dealer*, LPL Financial provides the flexibility, utility, and credibility that we feel our clients deserve. With industry-leading tools and no allegiance to any particular product, these partnerships allow us to be completely objective in the investment vehicles we recommend while also enhancing our ability to keep our clients informed and engaged in their finances.
Level Four® is our "back office" and can answer and be held accountable to resolve administrative, compliance, and operational items needing to be addressed at the local "front office" level.  They also perform annual audits and work with our team to ensure that compliance processes and procedures are in conformance and up to date. 

About LPL Financial

LPL Financial is one of the leading financial services companies and the largest independent broker-dealer in the nation*. For more than three decades, LPL Financial has served as a strategic partner in supporting financial advisors in their goals of growing and protecting their clients’ wealth. LPL Financial maintains a focus on reducing the complexity of running a financial services practice so advisors can focus on what they do best—helping their clients conquer their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a valuable mix of services and tools such as:

  • Enabling technology

  • Comprehensive clearing and compliance services

  • Practice management programs and training

  • Independent research

LPL Financial understands that providing Americans with objective investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective advice and investment recommendations.

Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. For more information about LPL Financial, visit www.lpl.com.

* As reported in Financial Planning magazine 1996-2019, based on total revenues.

About Level Four®

Level Four®  Wealth Management (Level Four®) represents a group of dedicated and experienced financial services business partners to the accounting and financial advisory professions.  It is the passion of Level Four®to provide multi-partner accounting firms, motivated sole practitioners, and traditional financial advisors with the key to unlock their potential in the financial services marketplace.  The Level Four® model enables individuals and firms to embrace and achieve the concept of a multi-disciplinary practice. Firms can now excel by providing comprehensive tax, risk management, and financial advisory services to their existing and prospective clients.